Friday, March 22, 2013

Sustainability Ethics: The Foundation of Sustainability2

This is the final in a three part series on reinvigorating sustainability by changing the way we think about it.   Since not long after its emergence as a mainstream concept in 1987, the three leg stool model of sustainability (Ecology, Economy, Society) took root and has been the principle model for describing sustainability.  I refer to this model as Sustainability1.  The unfortunate result of using this metaphor has been a lack of consensus on the precise meaning of sustainability and much confusion about its priorities.  Sustainability1 also did not establish priorities. I find this problematical because it means that everything is a priority or there is no priority, resulting in further confusion.  In the two previous blog posts I laid out arguments for Sustainability2 that make ethics the core of sustainability, its foundation, the filter through which all decisions should be evaluated.   In this final blog I will spend the space laying out the specific ethical principles that underpin Sustainability2.  They have also always underpinned Sustainability1 but ethics has never been much of a point of discussion for the original paradigm. Hopefully the Sustainability2 way of thinking will correct this shortcoming.

So, on to the principles of a sustainability ethics.  To preface this discussion I need to thank several of my University of Florida colleagues for participating in a 5 year long collaboration that developed these ideas to the point where they could be considered ready for prime time.  These include Martha Monroe (Forestry),  Anna Peterson and Richard Plate (Religion), and Les Thiele (Political Science).   We actually wrote a book (Working toward Sustainability, Ethical Decision Making in a Technological World) on this subject and it is available for those who would like to dive deeper and longer into a sustainability oriented ethics.  Let me give you the short version of our thoughts on an ethics of sustainability.  We identified nine core ethical principles that support sustainability:

Intergenerational Justice and the Chain of Obligation
Distributional Equity
The Precautionary Principle
The Reversibility Principle
The Polluter Pays Principle
Protecting the Vulnerable
The Rights of the Non-Human World
Respect for Nature and the Land Ethic
Sustainable Decision Making

A brief description of each of these principles is provided below.

Intergenerational Justice and the Chain of Obligation
The choices of today’s generations will directly affect the quality and quantity of resources remaining for future inhabitants of Earth, and will affect environmental quality.  This concept of obligation that crosses temporal boundaries is referred to as intergenerational justice.  Furthermore, the concept of intergenerational justice implies a chain of obligation between generations that extends from today into the distant future.  Richard Howarth (1992) expresses this obligation by stating,”…unless we  ensure conditions favorable to the welfare of future generations, we wrong existing children in the sense that they will be unable to fulfill their obligation to their children while enjoying a favourable way of life themselves.”   Howarth also suggests that the actions and decisions of the present generation not only affect the welfare but also the composition of future generations.  He argues that by creating conditions that change resource availability or that alter the environment, future populations will be compositionally different than if the resource base and environmental conditions had been passed on, from one generation to future generations, unchanged.  For instance one can envision that mutations caused by excessive ultraviolet radiation through an ozone layer depleted by human activities, or by synthetic, toxic chemicals used without adequate safeguards, will certainly result in different people and conditions.  Howarth summarizes the principle of intergenerational justice and chain of obligation by observing, “A chain of obligation is thus defined that stretches from the present into the definite future, and unless we ensure conditions favourable to the welfare of future generations, we wrong our existing children in the sense that they will be unable to fulfill their obligation to their children while enjoying a favourable way of life themselves.” Consequently the chain of obligation that underpins the key sustainability concept of intergenerational justice includes parental responsibility for enabling their offspring to meet their moral obligations to their children and beyond.  Clearly this would include educating the offspring about these obligations and the basis for them.

Distributional Equity
There is an obligation to insure the fair distribution of resources among present people so that the life prospects of all people are addressed.  This obligation can be referred as distributional equity or distributive justice and refers to the rights of all people to an equal share of resources, including goods and services, such as materials, land, energy, water, and environmental quality.   Distributional equity is based on principles of justice and the reasonable assumption that all individuals in a given generation are equal and a uniform distribution of resources must be a consequence of intragenerational equity.  The principle of distributional equity can be extended to relationships between generations because a given generation has moral responsibility for providing for their offspring, that is, intergenerational equity.  Thus Distributional Equity also underpins the Chain of Obligation concept. Distributional equity is a complex concept and there are a number of principles that underpin and are related to it: (1) The Difference Principle. (2) Resource-Based Principles, (3) Welfare-Based Principles, (4) Desert-Based Principles, (5) Libertarian Principles, and (6) Feminist Principles.

The Precautionary Principle
The Precautionary Principle requires the exercise of caution when making decisions that may adversely affect nature, natural ecosystems, and global, bio-geochemical cycles. The Precautionary Principle states that “When an activity raises threats of harm to human health or the environment, precautionary measures should be taken even if some cause and effect relationships are not fully established scientifically.”  Global climate change is an excellent example of the need to act with caution. Notwithstanding debate about the effects of man-made carbon emissions on future planetary temperature regimes, the potentially catastrophic outcome should motivate humankind to behave cautiously and attempt to limit the emission of carbon containing gases such as methane and carbon dioxide. The Center for Community Action and Environmental Justice lists the four tenets of the Precautionary Principle:
  1. People have a duty to take anticipatory action to prevent harm.
  2. The burden of the proof of harmlessness of a new technology, process, activity or chemical lies with the proponents, not the general public.
  3. Before using a new technology, process, or chemical or staring a new activity, people have an obligation to examine a full range of alternatives including the alternative of not doing it.
  4. Decisions applying the Precautionary Principle must be open, informed, and democratic and must include the affected parties.

The Reversibility Principle
Making decisions that are able to be undone by future generations is the foundation of the Reversibility Principle. Renowned science fiction author, Arthur C. Clarke, suggested a rule that well describes this principle,”Do not commit the irrevocable.”(Goodin 1983).  At its core this Principle calls for a wider range of options to be considered in decision making.  Addressing the issue of energy choices is an excellent example because a rapidly growing global economy is faced with looming energy shortages, exacerbated by depletion of finite oil supplies.  In the U.S. a shift is underway to reconsider nuclear plants as a major source of energy because they can probably generate electricity at an acceptable cost and also be a source of thermal energy for producing hydrogen from water for use in fuel cells.  The Reversibility Principle would force today’s society to confront the issue of whether or not the choice of nuclear energy as an option is reversible by a future society.  Two questions would immediately emerge from this consideration.  First, is the technology safe enough for widespread use?  Nuclear industry suggests that over the past two decades of a national hiatus from building new plants, the technology has advanced to the point where a Chernobyl or Three Mile Island incident has been eliminated.  The second question is: How would a future society cope with the nuclear waste from these plants?  Converting the waste to harmless materials via a new technology is highly unlikely and the power plants built today would force future generations to store and be put at risk by the radionuclides in the spent fuel rods.  The Reversibility Principle is related to the Precautionary Principle because it lays out criteria that must be observed prior to the adoption of a new technology.  It is less stringent than the Precautionary Principle in some respects because it suggests reversibility as the primary criterion for making a decision to employ the technology whereas the Precautionary Principle requires that a technology not be implemented if the effects of it are not fully understood and the risks are unacceptable.

The Polluter Pays Principle
The fundamental premise of the Precautionary and Reversibility Principles is that those who are responsible for implementing technologies must be prepared to address the consequences of their implementation. The Polluter Pays Principle (PPP) suggests that a company that causes pollution should pay for the cost of removing it, or provide compensation to those who have been affected by it. It was first recommended as a course of action for dealing with some of the environmental impacts of production by the Organization for Economic Cooperation and Development (OECD) in 1972.  PPP is described in the OECD’s Recommendation on Guiding Principles concerning International Economic Aspects of Environmental Policies (1972) as follows:

The principle to be used for allocating costs of pollution prevention and control measures to encourage rational use of scarce environmental resources and to avoid distortions in international trade and investment is the so-called ‘Polluter-Pays Principle’. This principle means that the polluter should bear the expenses of carrying out the above-mentioned measures decided by public authorities to ensure that the environment is in an acceptable state. In other words, the cost of these measures should be reflected in the cost of goods and services which cause pollution in production and/or consumption. Such measures should not be accompanied by subsidies that would create significant distortions in international trade and investment.”

The Precautionary Principle suggests that technologists should demonstrate the efficacy of their products and processes prior to allowing them to impact the biosphere.  The Reversibility Principle permits implementation in the face of some level of risk as long as any negative effects can be undone.   PPP addresses existing technologies that have not been subject to these other principles and places the onus for mitigating damage and consequences on the individuals causing the impacts. 

Protecting the Vulnerable
Because there are portions of the human population that are especially vulnerable to the actions of the more powerful, the ethical principle, Protecting of the Vulnerable, addresses the rights of the more at risk populations as well as the obligations of the powerful to protect and not exploit  them.  It also addresses the damages caused by the more powerful to the less powerful.  A wide range of vulnerable populations can be identified: children, the elderly, the physically and mentally disabled, the sick, indigenous people, people caught in conflicts, the impoverished, and future generations.  Poor people are especially vulnerable and with the forecasted bird flu pandemic a catastrophe of unprecedented scale could result.  The last severe flu pandemic in 1918 resulted in 50 million casualties, most of them in developing countries and among the poor in developed countries. 
Many populations, including the animal world, are vulnerable to the actions of the more powerful in the human species.  The destruction of ecosystems under the guise of development, introduction of technology (including toxic substances, endocrine disruptors, and genetically modified organisms), and general patterns of conduct (war, deforestation, soil erosion, eutrophication, desertification, and acid rain, to name a few) are some of these actions.  People who are essentially powerless due to governing and economic structures are vulnerable to the decisions of those who are powerful because of their wealth or influence.  This asymmetrical power arrangement is governed by moral obligation.  Those in power have a special obligation to protect the vulnerable, those dependent on them.  In a family, a child’s dependence on its parents gives them rights against their parents.  Future generations are also vulnerable because they are subject to the effects of decisions we make today.

Protecting the Rights of the Non-Human World
For sustainability to be realized, society must protect nature and the systems that support it, meaning that biotic and abiotic components must be considered.  The biotic components are referred to here as the living, non-human world while the abiotic components are termed the non-living world.
In the context of this principle, the living, non-human world refers to plants and animals.  In some discussion it could be extended to bacteria, viruses, mold, and other living organisms.  This principle is an extension of the principle of Protecting the Vulnerable to animals but also to plants that are in danger of extinction.  Clearly animal rights fall under this principle.
The non-living portion of the earth is essential to supporting life and a set of sustainability principles should address the requirements for protecting this key element of the life support system.  Some would argue that ethics should require the character of beautiful places such as the Grand Canyon be protected in perpetuity.
In short, protection of the nonhuman world, like anything else, requires respect and a connection to it.  And according to Thomas Berry, this lack of connection, especially a spiritual connection, is a major ailment of modern society.

Respect for Nature and The Land Ethic
An ethics of respect for nature is based on the fundamental concepts that (1) humans are members of the earth’s community of life, (2) all species are interconnected in a web of life, (3) each species is a teleological center of life pursuing good in its own way, and (4) human beings are not superior to other species.  This last concept is based on the other three and shifts the focus from a anthropocentric to a biocentric outlook (Taylor 1981). 
Humans are part of precisely the same evolutionary process as all other species.  All other species that exist today faced the same survival challenges as the humans.  The same biological laws that govern other species, for example the laws of genetics, natural selection, and adaptation apply to all living creatures.  Earth does not depend on humans for its existence.  On the contrary humans are the only species that have ever threatened the existence of Earth itself.  As relative latecomers, humans appeared on a planet that had had life on it for 600 million years and not only have to share Earth with other species, but are totally dependent on them for survival.  Human beings threaten the soundness and health of the Earth’s ecosystems by their behavior.  Technology results in the release of toxic chemicals, radioactive materials and endocrine disruptors.  Forestry and agriculture destroy biologically dense and diverse forests.   Emissions pollute land, water, and air.  Unlike natural extinctions of the past from which the Earth recovered, the present human induced extinction is causing disruption, destruction, and alteration at such a high rate that, even with the self-extinction of the human species, the planet may never recover.  An ethics based on biocentrism would result in humans realizing that the integrity of the entire biosphere would benefit all communities of life, including non-humans.  It is debatable whether this concept is merely an ethical one because it is also a biological fact that humans cannot survive without the ecosystems upon which they depend.   However human beings have the capability to act and change behavior based on knowledge, in this case being aware of the causal relationship of behavior on the survival of other species.  An ethics of respect for nature consists of not only realizing this causal relationship, but also in adopting behaviors that respect the rights of non-human species to both exist and thrive (Taylor 1981).
Published in 1949 as the finale to A Sand County Almanac, Aldo Leopold’s ‘Land Ethic’ defined a new relationship between people and nature and sets the stage for the modern conservation movement. Leopold understood that ethics directs individuals to cooperate with each other for the mutual benefit of all. One of his philosophical achievements was the idea that this ‘community’ should be enlarged to include non-human elements such as soils, waters, plants, and animals, or collectively, the land.  Aldo Leopold suggests the there should be an ethical relationship to the land and that this relationship should and must be based on love, respect, and admiration for the land.  Furthermore this ethical relationship should not just be due to economic value but also be based on value in the philosophical sense.  Central to Leopold’s philosophy is the assertion to “quit thinking about decent land use as solely an economic problem.” While recognizing the influence economics has on decisions, Leopold understood that, ultimately, our economic well-being cannot be separated from the well-being of our environment. Therefore, he believed it was critical that people have a close personal connection to the land.

Sustainable Decision Making
One of the hallmarks of sustainability is its emphasis on long range thinking.  It implicitly calls for considering the impacts of contemporary society decision making that could possibly have negative consequences for future peoples.  The antithesis of sustainable decision making is what might be called ‘once-off decision making’ in which the participants consider the decision in limited terms and do not address what the long range effects may be.  Even green projects that supposedly result in lower environmental impacts provide only short range benefits without consideration of the quality of life of future generations.  For example, the U.S. Green Building Council has developed a building rating system know as Leadership in Energy and Environmental Design (LEED), with one aspect being the reduction in heat island effects by employing light colored materials for roofing, which reduces internal and external building temperatures by reflecting the incident radiation back to space. Current practice often results in the selection of thermoplastic materials for this purpose, that while effective in reflecting energy, must be replaced every 20 years with no prospect for recycling.  The immediate result is a significant waste disposal problem.  The long term result is depleted resources and large quantities of waste that will impact the quality of life of the world’s future populations.  This same basic ‘once off’ thinking applies to a vast array of building products such as carpeting, ceiling tiles, and drywall. They may have immediate benefits but create future problems.  A principle of sustainable decision making would provide a rationale for reconsidering the tendency toward short range thinking, replacing it with an approach that will provide the maximum in both short and long term benefits.

So that wraps up the third part of this series on Sustainabiility2.  Look out for at least one more, on the subject of risk.

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